Tobias William Dawson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (3 Apr 2024 to 28 Nov 2025)
    • CF30 Customer (24 Mar 2024 to 28 Nov 2025)
  • Wellesley Investment Management Ltd (no longer approved here)

    FRN 179347

    • (24)Employed By (24 Mar 2024 to 28 Nov 2025)
  • Bright Square Pensions Limited (no longer approved here)

    FRN 788317

    • [FCA CF] Significant management (12 Mar 2021 to 5 May 2021)
    • CF10 Compliance Oversight (12 Nov 2019 to 21 Nov 2019)
    • CF10a CASS Oversight function (12 Nov 2019 to 21 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Wellesley Investment Management Ltd

  2. controlled function added: (24)Employed By at Wellesley Investment Management Ltd