Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (12)Employed By (since 21 Jul 2022)
    • (30)Employed By (26 Apr 2019 to 12 Oct 2020)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF30 Customer (since 21 Jul 2022)
    • Appointed representative dealing with clients for which they require qualification (since 13 Jul 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Oct 2020)
    • CF30 Customer (9 May 2019 to 12 Oct 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (11 Nov 2020 to 1 Jun 2022)
    • CF30 Customer (26 Oct 2020 to 1 Jun 2022)
  • Bradnam Wealth Management (UK) Limited (no longer approved here)

    FRN 511125

    • Employed By (26 Oct 2020 to 1 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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