Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (20 Nov 2017 to 24 Jun 2022)
    • [FCA CF] Client dealing (7 Nov 2016 to 24 Jun 2022)
    • CF30 Customer (28 Oct 2008 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 8 Apr 2008)
    • CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (20 Sep 2004 to 12 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.