Tobias J Seth

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Partners Capital LLP (no longer approved here)

    FRN 475743

    • SMF27 Partner (9 Dec 2019 to 17 Sep 2024)
    • CF11 Money Laundering Reporting (14 Jan 2015 to 1 Jul 2016)
    • CF10 Compliance Oversight (14 Jan 2015 to 1 Jul 2016)
    • CF28 Systems and controls (1 Sep 2009 to 8 Dec 2019)
    • CF29 Significant management (1 Sep 2009 to 22 Apr 2014)
    • CF4 Partner (1 Sep 2009 to 8 Dec 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF29 Significant management (1 Nov 2007 to 1 May 2009)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.