Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AMBON BROKERS LIMITED
FRN 308657
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- SMF1 Chief Executive (9 Dec 2019 to 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
- CF1 Director (16 Jul 2019 to 8 Dec 2019)
- CF3 Chief Executive (16 Jul 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.