Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Jul 2005 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF22 Investment Adviser (Trainee) (28 Sep 2004 to 3 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.