Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 30 Dec 2025)
    • [FCA CF] Client dealing (since 19 Oct 2021)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (21 Jul 2021 to 21 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (21 Jul 2021 to 21 Sep 2021)
    • [FCA CF] Client dealing (5 Mar 2021 to 21 Sep 2021)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (21 Jul 2021 to 21 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (21 Jul 2021 to 21 Sep 2021)
    • [FCA CF] Client dealing (5 Mar 2021 to 21 Sep 2021)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (21 Jul 2021 to 21 Sep 2021)
    • [FCA CF] Material risk taker (21 Jul 2021 to 21 Sep 2021)
    • [FCA CF] Client dealing (5 Mar 2021 to 21 Sep 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 24 Nov 2020)
    • CF30 Customer (19 Nov 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.