Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF1 Director (AR) (since 22 Apr 2021)
- CF30 Customer (since 22 Apr 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Woodwards of Ripley Ltd
FRN 612879
- Employed By (since 12 Dec 2016)
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- CF30 Customer (4 Apr 2014 to 27 Oct 2021)
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- Employed By (4 Apr 2014 to 7 May 2020)
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- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (2 Apr 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Dec 2003 to 2 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.