Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mizuho Bank, Ltd.
FRN 139195
- [FCA CF] Client dealing (since 7 Mar 2021)
- [FCA CF] Manager of certification employee (since 7 Mar 2021)
- [FCA CF] Material risk taker (since 7 Mar 2021)
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- [FCA CF] Manager of certification employee (5 May 2017 to 23 Jan 2021)
- [FCA CF] Material risk taker (10 Nov 2016 to 23 Jan 2021)
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- (112)CF22 Investment Adviser (Trainee) (1 Feb 2002 to 21 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (112)CF22 Investment Adviser (Trainee) at Terra Firma Capital Partners Limited