Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Mar 2021)
    • [FCA CF] Manager of certification employee (since 7 Mar 2021)
    • [FCA CF] Material risk taker (since 7 Mar 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (5 May 2017 to 23 Jan 2021)
    • [FCA CF] Material risk taker (10 Nov 2016 to 23 Jan 2021)
  • Terra Firma Capital Partners Limited (no longer approved here)

    FRN 208680

    • (112)CF22 Investment Adviser (Trainee) (1 Feb 2002 to 21 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (112)CF22 Investment Adviser (Trainee) at Terra Firma Capital Partners Limited