Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (18 Jun 2013 to 12 Jan 2016)
    • CF21 Investment Adviser (29 May 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (19 Sep 2005 to 27 Aug 2006)
    • CF22 Investment Adviser (Trainee) (24 Feb 2005 to 19 Sep 2005)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.