Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (8 Aug 2019 to 8 Dec 2019)
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- Employed By (14 Jun 2006 to 8 Dec 2019)
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- CF21 Investment Adviser (20 Jan 2003 to 4 Mar 2005)
- CF22 Investment Adviser (Trainee) (26 Jun 2002 to 20 Jan 2003)
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- CF21 Investment Adviser (20 Jan 2003 to 4 Mar 2005)
- CF22 Investment Adviser (Trainee) (26 Jun 2002 to 20 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.