Timothy William Barrett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Deutsche Bank AG
FRN 150018
- [FCA CF] Client dealing (since 25 Apr 2024)
- [FCA CF] Manager of certification employee (25 Apr 2024 to 9 Jan 2026)
Numis Securities Limited (no longer approved here)
FRN 144822
- [FCA CF] Client dealing (9 Dec 2019 to 9 May 2024)
- CF30 Customer (27 Jun 2016 to 8 Dec 2019)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (8 Dec 2011 to 6 Mar 2016)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (4 Jan 2010 to 5 Dec 2011)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (4 Jan 2010 to 5 Dec 2011)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (30 Nov 2002 to 10 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.