Timothy Wellman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BTIG Limited
FRN 484589
- [FCA CF] Client dealing (since 10 Sep 2024)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- [FCA CF] Client dealing (7 Mar 2022 to 1 May 2024)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- [FCA CF] Manager of certification employee (29 Jan 2018 to 4 Mar 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 20 Dec 2021)
- CF30 Customer (24 Jul 2015 to 6 Mar 2016)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- CF30 Customer (11 Apr 2013 to 22 Jul 2015)
Goldman Sachs Bank USA (no longer approved here)
FRN 582328
- CF30 Customer (21 Mar 2013 to 22 Jul 2015)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (1 Dec 2001 to 13 May 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.