Timothy Waddell

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mizuho International plc
FRN 119256
- SMF12 Chair of the Remuneration Committee (since 15 Apr 2024)
- Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2024)
Bank of America, N.A. (no longer approved here)
FRN 124642
- [FCA CF] Significant management (5 Mar 2019 to 27 Feb 2020)
- [FCA CF] Client dealing (24 Feb 2017 to 27 Jul 2022)
- [FCA CF] Material risk taker (24 Feb 2017 to 27 Jul 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.