Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IFM INVESTORS (UK) LTD (no longer approved here)

    FRN 478403

    • [FCA CF] Client dealing (12 Oct 2022 to 17 May 2024)
  • Wellington Management International Limited (no longer approved here)

    FRN 208573

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jan 2022)
    • CF30 Customer (17 Feb 2011 to 8 Dec 2019)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF30 Customer (1 Nov 2007 to 26 May 2010)
    • CF27 Investment Management (12 Dec 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (7 Sep 2005 to 1 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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