Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 2 Jun 2025)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (9 Sep 2019 to 8 Dec 2019)
    • CF1 Director (9 Sep 2019 to 8 Dec 2019)
    • (5)Employed By (since 2 Jun 2025)
  • Aeon Investments Limited (no longer approved here)

    FRN 1003871

    • SMF16 Compliance Oversight (19 Jun 2024 to 25 Mar 2026)
  • LumX Asset Management (U.K.) Limited (no longer approved here)

    FRN 195960

    • CF1 Director (10 Jun 2005 to 3 Dec 2015)
    • CF11 Money Laundering Reporting (10 Jun 2005 to 21 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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