Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of China Limited London Branch
FRN 170910
- SMF22 Other Local Responsibility (since 25 May 2022)
- [FCA CF] Client dealing (23 Apr 2018 to 24 May 2022)
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BANK OF CHINA (UK) LIMITED
FRN 467410
- SMF18 Other Overall Responsibility (since 25 May 2022)
- [FCA CF] Client dealing (23 Apr 2018 to 24 May 2022)
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- CF30 Customer (13 May 2011 to 6 Mar 2016)
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- CF30 Customer (11 Jan 2011 to 1 Apr 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.