Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Octopus Investments Limited
FRN 194779
- CF30 Customer (since 5 Dec 2024)
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Octopus Money Limited
FRN 1004074
- (2)Employed By (since 5 Dec 2024)
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OCTOPUS MONEY FINANCIAL SOLUTIONS LIMITED
FRN 763630
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 7 Jun 2024)
- [FCA CF] Client dealing (since 7 Jun 2024)
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- [FCA CF] Client dealing (9 Jun 2021 to 29 Feb 2024)
- CF30 Customer (22 Apr 2021 to 29 Feb 2024)
- Appointed representative dealing with clients for which they require qualification (3 Mar 2021 to 29 Feb 2024)
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- (20)Employed By (22 Apr 2021 to 29 Feb 2024)
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- [FCA CF] Client dealing (7 Mar 2016 to 31 Oct 2020)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Jul 2003 to 23 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Taylored Advice Group Limited
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controlled function added: (20)Employed By at Taylored Advice Group Limited