Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Springtide Capital Limited
FRN 313874
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 27 Jan 2025)
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- [FCA CF] Functions requiring qualifications (16 Aug 2024 to 23 Jan 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2022)
- CF4 Partner (AR) (18 Jul 2011 to 20 Feb 2024)
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- CF21 Investment Adviser (9 Dec 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.