Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2025)
  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • [FCA CF] Functions requiring qualifications (16 Aug 2024 to 23 Jan 2025)
  • PRIVATE FINANCE LTD (no longer approved here)

    FRN 310566

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2022)
    • CF4 Partner (AR) (18 Jul 2011 to 20 Feb 2024)
  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • CF21 Investment Adviser (9 Dec 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.