Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Securities LLP (no longer approved here)

    FRN 465131

    • [FCA CF] Client dealing (3 Oct 2022 to 24 Oct 2022)
  • Genesis Investment Management, LLP (no longer approved here)

    FRN 232261

    • [FCA CF] Client dealing (15 Mar 2021 to 1 Oct 2022)
    • CF30 Customer (4 Jan 2010 to 8 Dec 2019)
    • CF27 Investment Management (27 May 2004 to 24 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.