Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 8 Apr 2026)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 8 Apr 2026)
    • CF2 Non Executive Director (1 May 2019 to 8 Dec 2019)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF29 Significant management (1 Nov 2007 to 25 Apr 2014)
    • CF30 Customer (1 Nov 2007 to 25 Apr 2014)
    • CF27 Investment Management (20 Dec 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (20 Dec 2006 to 31 Oct 2007)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF30 Customer (1 Nov 2007 to 25 Apr 2014)
    • CF29 Significant management (1 Nov 2007 to 25 Apr 2014)
    • CF16 Significant Mgt (Desgntd Investment Business) (20 Dec 2006 to 31 Oct 2007)
    • CF27 Investment Management (20 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.