Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Thriving Investments Limited
FRN 775636
- Director of firm who is not a certification employee or a SMF manager (since 2 Oct 2023)
- [FCA CF] Client dealing (27 Oct 2020 to 31 Mar 2023)
- [FCA CF] Manager of certification employee (27 Oct 2020 to 31 Mar 2023)
- CF30 Customer (16 Oct 2017 to 8 Dec 2019)
- CF1 Director (16 Oct 2017 to 4 Oct 2019)
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Chelverton Asset Management Limited
FRN 185917
- SMF9 Chair of the Governing Body (since 1 Mar 2022)
- Director of firm who is not a certification employee or a SMF manager (22 Dec 2021 to 1 Mar 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.