Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 1 Jun 2005)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Dec 2021)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • (1)Employed By (since 1 Dec 2001)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • CF1 Director (AR) (19 Sep 2011 to 26 Mar 2013)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF2 Non Executive Director (AR) (9 Dec 2010 to 31 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Salisbury House Limited

  2. controlled function added: (1)Employed By at Salisbury House Limited