Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (since 1 Jun 2005)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Dec 2021)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Salisbury House Limited
FRN 169496
- (1)Employed By (since 1 Dec 2001)
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- CF1 Director (AR) (19 Sep 2011 to 26 Mar 2013)
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- CF2 Non Executive Director (AR) (9 Dec 2010 to 31 Dec 2012)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Salisbury House Limited
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controlled function added: (1)Employed By at Salisbury House Limited