Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 26 Aug 2021)
- [FCA CF] Client dealing (since 26 Aug 2021)
- [FCA CF] Manager of certification employee (18 Sep 2023 to 23 May 2025)
-
- CF21 Investment Adviser (6 Jun 2005 to 15 Dec 2006)
-
- CF21 Investment Adviser (1 Jun 2005 to 1 Jun 2005)
-
- (8)Employed By (3 Sep 2002 to 1 Jun 2005)
-
- Employed By (1 Dec 2001 to 3 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.