Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 26 Aug 2021)
    • [FCA CF] Client dealing (since 26 Aug 2021)
    • [FCA CF] Manager of certification employee (18 Sep 2023 to 23 May 2025)
  • PHIL JOHNSON FINANCIAL SERVICES LTD (no longer approved here)

    FRN 430324

    • CF21 Investment Adviser (6 Jun 2005 to 15 Dec 2006)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 1 Jun 2005)
  • Roseberry Financial Solutions Ltd (no longer approved here)

    FRN 216201

    • (8)Employed By (3 Sep 2002 to 1 Jun 2005)
  • David Kelly Associates (no longer approved here)

    FRN 212026

    • Employed By (1 Dec 2001 to 3 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.