Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Martin Roden Financial Services Limited
FRN 226282
- (2)Employed By (since 11 Jan 2024)
- (3)Employed By (11 Nov 2013 to 11 Jan 2024)
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 2 Jan 2024)
- CF30 Customer (since 19 Nov 2023)
- CF1 Director (AR) (since 19 Nov 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Jan 2024)
- CF1 Director (AR) (3 Jul 2018 to 11 Jan 2024)
- CF30 Customer (11 Nov 2013 to 11 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Martin Roden Financial Services Limited
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controlled function added: (3)Employed By at Martin Roden Financial Services Limited
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controlled function added: (2)Employed By at Martin Roden Financial Services Limited