Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 28 Nov 2024)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Feb 2025)
    • CF4 Partner (AR) (7 Feb 2019 to 21 Feb 2025)
    • CF30 Customer (7 Feb 2019 to 21 Feb 2025)
  • AP Financial Services (no longer approved here)

    FRN 176356

    • (7)Employed By (11 Oct 2013 to 21 Feb 2025)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (58)Employed By (4 Jul 2013 to 21 Feb 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (24 Jan 2013 to 2 Sep 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF22 Investment Adviser (Trainee) (9 Aug 2007 to 31 Oct 2007)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF22 Investment Adviser (Trainee) (4 Sep 2006 to 13 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.