Timothy Page

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Page Russell Ltd

    FRN 403031

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF24 Pension Transfer Specialist (12 Oct 2004 to 31 Oct 2007)
    • CF1 Director (12 Oct 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Oct 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Oct 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (12 Oct 2004 to 31 Oct 2007)
  • Prudential International Assurance Plc (no longer approved here)

    FRN 170672

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
  • Franklin & Russell Insurance Consultants Ltd (no longer approved here)

    FRN 121185

    • (3)Employed By (10 Jan 2000 to 4 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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