Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AFH Independent Financial Services Limited
FRN 216704
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 17 Nov 2025)
- [FCA CF] Functions requiring qualifications (since 17 Nov 2025)
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- [FCA CF] Client dealing (24 Jun 2021 to 15 Nov 2025)
- Appointed representative dealing with clients for which they require qualification (24 Jun 2021 to 15 Nov 2025)
- CF1 Director (AR) (24 May 2021 to 15 Nov 2025)
- CF30 Customer (24 May 2021 to 15 Nov 2025)
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- Employed By (24 May 2021 to 15 Nov 2025)
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- [FCA CF] Functions requiring qualifications (10 Mar 2020 to 5 Mar 2021)
- [FCA CF] Client dealing (10 Mar 2020 to 5 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.