Timothy Owain Rishi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ExodusPoint Capital Management UK, LLP
FRN 828549
- [FCA CF] Client dealing (since 4 Nov 2024)
- [FCA CF] Client dealing (3 Oct 2022 to 15 Feb 2023)
Caxton Associates LLP (no longer approved here)
FRN 504390
- [FCA CF] Client dealing (9 Dec 2019 to 9 Aug 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 21 Jul 2022)
- CF30 Customer (19 May 2014 to 8 Dec 2019)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (5 Oct 2011 to 25 Apr 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.