Timothy Nicholas Sharp

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOTTINGER & CO. LIMITED

    FRN 208737

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Jun 2025)
    • SMF16 Compliance Oversight (since 3 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (3 Jan 2020 to 16 Jan 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 30 May 2025)
    • CF3 Chief Executive (10 Aug 2016 to 8 Dec 2019)
    • CF1 Director (14 Jan 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Apr 2002 to 31 Oct 2007)
    • CF27 Investment Management (1 Apr 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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