Timothy Neilson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Origen Financial Services Limited
FRN 192666
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (23 Feb 2016 to 8 Dec 2019)
THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)
FRN 431157
- CF30 Customer (26 May 2015 to 22 Feb 2016)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (22 Sep 2008 to 11 Nov 2012)
Prudential International Assurance Plc (no longer approved here)
FRN 170672
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.