Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Mediation (13 Aug 2007 to 6 Nov 2007)
- CF10 Compliance Oversight (22 Feb 2006 to 6 Nov 2007)
- CF11 Money Laundering Reporting (22 Feb 2006 to 6 Nov 2007)
- CF21 Investment Adviser (22 Feb 2006 to 2 Oct 2007)
- CF8 Apportionment and Oversight (22 Feb 2006 to 6 Nov 2007)
- CF1 Director (12 Jan 2006 to 6 Nov 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.