Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 29 Jul 2020)
    • [FCA CF] Proprietary trader (28 Apr 2021 to 10 Aug 2021)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • [FCA CF] Client dealing (11 Aug 2021 to 31 Mar 2024)
  • Sound Point Capital Management UK LLP (no longer approved here)

    FRN 660818

    • CF4 Partner (1 May 2015 to 4 Dec 2019)
    • CF30 Customer (1 May 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 May 2015 to 1 Nov 2019)
    • CF11 Money Laundering Reporting (1 May 2015 to 1 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.