Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 27 Nov 2020)
    • [FCA CF] Client dealing (since 27 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 30 Oct 2018)
    • Responsible for Insurance Distribution (since 30 Oct 2018)
    • CF30 Customer (19 May 2011 to 8 Dec 2019)
    • CF1 Director (14 Dec 2010 to 8 Dec 2019)
  • Michael & Williams Associates (2549) (no longer approved here)

    FRN 184285

    • (2)Employed By (1 Oct 1998 to 4 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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