Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 12 Sep 2022)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- CF30 Customer (23 Jun 2015 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 1 Dec 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Dec 2021)
- CF30 Customer (1 Nov 2007 to 7 Oct 2010)
- CF21 Investment Adviser (14 Mar 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.