Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Material risk taker (since 22 Dec 2025)
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Schroder Wealth Management (US) Limited
FRN 781869
- SMF3 Executive Director (since 7 Nov 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 15 Sep 2022)
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SCHRODER & CO. LIMITED
FRN 144206
- SMF2 Chief Finance (since 6 Aug 2025)
- [FCA CF] Material risk taker (14 Jul 2020 to 15 Sep 2025)
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- [FCA CF] Material risk taker (1 Oct 2020 to 15 Sep 2022)
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- [FCA CF] Material risk taker (1 Oct 2020 to 15 Sep 2022)
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- (236)[FCA CF] Material risk taker (1 Oct 2020 to 15 Sep 2022)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (236)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited