Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (29 Nov 2011 to 31 Dec 2012)
    • CF21 Investment Adviser (25 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Dec 2006 to 25 Apr 2007)
  • Tim Shaw (no longer approved here)

    FRN 461458

    • Employed By (29 Nov 2011 to 31 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.