Timothy Martin Farragher

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSONAL FINANCIAL PLANNING LIMITED

    FRN 184595

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 20 May 2022)
    • [FCA CF] Functions requiring qualifications (since 20 May 2022)
    • [FCA CF] Functions requiring qualifications (13 Aug 2021 to 19 Nov 2021)
    • [FCA CF] Client dealing (13 Aug 2021 to 19 Nov 2021)
  • K & M Financial Advisors Limited (no longer approved here)

    FRN 231578

    • CF30 Customer (10 Jan 2008 to 29 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.