Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (16 Mar 2018 to 31 Mar 2020)
- [FCA CF] Manager of certification employee (16 Mar 2018 to 31 Mar 2020)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2018 to 31 Mar 2020)
- [FCA CF] Client dealing (12 Dec 2017 to 31 Mar 2020)
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- CF30 Customer (7 Jul 2014 to 18 Mar 2015)
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- CF30 Customer (1 Nov 2007 to 27 May 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 27 May 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.