Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • [FCA CF] Significant management (16 Mar 2018 to 31 Mar 2020)
    • [FCA CF] Manager of certification employee (16 Mar 2018 to 31 Mar 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2018 to 31 Mar 2020)
    • [FCA CF] Client dealing (12 Dec 2017 to 31 Mar 2020)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (7 Jul 2014 to 18 Mar 2015)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 27 May 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 27 May 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.