Timothy Mark Phillips

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The On-Line Partnership Limited
FRN 192638
- CF30 Customer (since 13 Mar 2026)
Arthur Stone Wealth Management Ltd
FRN 1051495
- (1)Employed By (since 13 Mar 2026)
True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Functions requiring qualifications (13 Jul 2023 to 21 Jan 2025)
- [FCA CF] Client dealing (13 Jul 2023 to 21 Jan 2025)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (10 Jul 2008 to 30 Jun 2011)
Tim Phillips (no longer approved here)
FRN 485824
- Employed By (10 Jul 2008 to 30 Jun 2011)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (1 Nov 2007 to 27 Jun 2008)
- CF22 Investment Adviser (Trainee) (26 Mar 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

8 hours ago
controlled function removed: Employed By at Arthur Stone Wealth Management Ltd
8 hours ago
controlled function added: (1)Employed By at Arthur Stone Wealth Management Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.