Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tradition (UK) Limited
FRN 139200
- [FCA CF] Manager of certification employee (since 9 Feb 2021)
- [FCA CF] Client dealing (since 9 Feb 2021)
- [FCA CF] Significant management (9 Feb 2021 to 10 Feb 2021)
- CF30 Customer (25 Sep 2009 to 8 Dec 2019)
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TFS Derivatives Limited
FRN 197244
- [FCA CF] Client dealing (since 9 Feb 2021)
- [FCA CF] Manager of certification employee (since 9 Feb 2021)
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- CF30 Customer (12 Dec 2008 to 26 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.