Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (1 Jan 2019 to 31 May 2024)
    • [FCA CF] Algorithmic trading (24 Oct 2018 to 6 Feb 2023)
    • [FCA CF] Client dealing (12 Apr 2017 to 30 Jul 2025)
    • [FCA CF] Manager of certification employee (12 Apr 2017 to 31 May 2024)
    • [PRA CF] Managing a material risk taker (1 Jan 2017 to 30 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 30 Jul 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 10 Jan 2017)
    • [FCA CF] Material risk taker (7 Mar 2016 to 10 Jan 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Jan 2017)
    • CF30 Customer (18 Jul 2012 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 13 Jun 2012)
    • CF21 Investment Adviser (6 Sep 2005 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 13 Jun 2012)
    • CF21 Investment Adviser (6 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.