Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Jan 2019 to 31 May 2024)
- [FCA CF] Algorithmic trading (24 Oct 2018 to 6 Feb 2023)
- [FCA CF] Client dealing (12 Apr 2017 to 30 Jul 2025)
- [FCA CF] Manager of certification employee (12 Apr 2017 to 31 May 2024)
- [PRA CF] Managing a material risk taker (1 Jan 2017 to 30 Jul 2025)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 30 Jul 2025)
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- [FCA CF] Client dealing (7 Mar 2016 to 10 Jan 2017)
- [FCA CF] Material risk taker (7 Mar 2016 to 10 Jan 2017)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Jan 2017)
- CF30 Customer (18 Jul 2012 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 13 Jun 2012)
- CF21 Investment Adviser (6 Sep 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 13 Jun 2012)
- CF21 Investment Adviser (6 Sep 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.