Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 1 Nov 2017)
    • CF1 Director (AR) (26 Jul 2006 to 1 Nov 2017)
    • CF21 Investment Adviser (29 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Nov 2003 to 29 Mar 2004)
  • The Cathedral Partnership (no longer approved here)

    FRN 193436

    • (3)Employed By (1 Dec 2001 to 1 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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