Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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OSL Financial Services Ltd
FRN 948512
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
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- CF30 Customer (1 Nov 2007 to 1 Nov 2017)
- CF1 Director (AR) (26 Jul 2006 to 1 Nov 2017)
- CF21 Investment Adviser (29 Mar 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (24 Nov 2003 to 29 Mar 2004)
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- (3)Employed By (1 Dec 2001 to 1 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.