Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 1 May 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Sep 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (2 Oct 2023 to 25 Apr 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.