Timothy John Widdowson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TPD Wealth Management Limited

    FRN 606559

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 8 Dec 2020)
    • [FCA CF] Manager of certification employee (since 8 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 8 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 22 Feb 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 28 Apr 2016)
    • CF30 Customer (since 2 Jan 2014)
    • [FCA CF] Significant management (8 Dec 2020 to 9 Dec 2020)
    • Responsible for Insurance Mediation (21 Jun 2016 to 30 Sep 2018)
    • CF10 Compliance Oversight (10 Jun 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Jun 2016 to 8 Dec 2019)
    • CF1 Director (23 Jan 2015 to 8 Dec 2019)
  • TLD Wealth Management Ltd

    FRN 670100

    • Employed By (since 30 Oct 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (27 Oct 2008 to 23 Nov 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (9 Mar 2004 to 14 May 2004)
    • CF22 Investment Adviser (Trainee) (21 Jan 2003 to 9 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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