Timothy John Whiting

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE MINEL GROUP LTD.

    FRN 303308

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (19 Oct 2016 to 1 May 2018)
    • Responsible for Insurance Mediation (25 Jul 2016 to 1 May 2018)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF14 Risk Assessment (31 Oct 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF15 Internal Audit (31 Oct 2004 to 31 Oct 2007)
    • CF1 Director (31 Oct 2004 to 1 May 2018)
    • CF11 Money Laundering Reporting (31 Oct 2004 to 8 Dec 2019)
    • CF13 Finance (31 Oct 2004 to 31 Oct 2007)
  • Prudential International Assurance Plc (no longer approved here)

    FRN 170672

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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