Timothy John Smale

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jack Lawrence Insurance & Financial Services

    FRN 599172

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Nov 2020)
    • Appointed representative dealing with clients for which they require qualification (since 2 Nov 2020)
    • [FCA CF] Client dealing (since 2 Nov 2020)
    • CF30 Customer (5 Sep 2013 to 8 Dec 2019)
  • Jack Lawrence Financial Services Limited (no longer approved here)

    FRN 131531

    • (2)Employed By (1 Oct 1998 to 27 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.