Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Terra Firma Capital Partners Limited (no longer approved here)

    FRN 208680

    • (47)CF3 Chief Executive (26 Mar 2009 to 31 Mar 2016)
    • (48)CF1 Director (26 Mar 2009 to 31 Mar 2016)
    • (42)CF30 Customer (1 Nov 2007 to 31 Mar 2016)
    • (45)CF11 Money Laundering Reporting (28 Aug 2002 to 31 Mar 2009)
    • (46)CF10 Compliance Oversight (28 Aug 2002 to 31 Mar 2009)
    • (43)CF23 Corporate Finance Adviser (21 Mar 2002 to 31 Mar 2004)
    • (44)CF21 Investment Adviser (21 Mar 2002 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 27 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (42)CF30 Customer at Terra Firma Capital Partners Limited

  2. controlled function added: (43)CF23 Corporate Finance Adviser at Terra Firma Capital Partners Limited

  3. controlled function added: (44)CF21 Investment Adviser at Terra Firma Capital Partners Limited

  4. controlled function added: (45)CF11 Money Laundering Reporting at Terra Firma Capital Partners Limited

  5. controlled function added: (46)CF10 Compliance Oversight at Terra Firma Capital Partners Limited

  6. controlled function added: (47)CF3 Chief Executive at Terra Firma Capital Partners Limited

  7. controlled function added: (48)CF1 Director at Terra Firma Capital Partners Limited