Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Close Brothers Limited
FRN 124750
- SMF16 Compliance Oversight (since 15 Jul 2021)
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NOVITAS LOANS LIMITED
FRN 716962
- (21)SMF16 Compliance Oversight (since 15 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: SMF16 Compliance Oversight at NOVITAS LOANS LIMITED
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controlled function added: (21)SMF16 Compliance Oversight at NOVITAS LOANS LIMITED