Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 7 Apr 2023)
    • [FCA CF] Client dealing (since 7 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Apr 2023)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF30 Customer (1 Nov 2007 to 19 Sep 2013)
    • CF27 Investment Management (27 Nov 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (25 Nov 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Feb 2002 to 25 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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